Commission: the gold emblem of wine, Guotai Junan to take administrative regulatory measures – Beijing, Beijing, August 26, according to the SFC website news, the Commission spokesman Zhang Xiaojun 26, said recently, the Commission on the Gold Emblem Wine Limited by Share Ltd and its first sponsor of Guotai Junan Limited by Share Ltd, signed the sponsor representative to take administrative regulatory measures. Gold emblem of the initial public offering of shares and apply for listing in June 24, 2015 will be reviewed by the trial, published in February 22, 2016 prospectus. The issuer issued by the Audit Commission, the distribution of profits over the years have been disclosed in the complete closure volumes program prospectus, and promised the IPO before the accumulated undistributed profits to the old and new shareholders share. After the meeting, the shareholders held a general meeting to consider matters of profit distribution in 2015, and in February 3, 2016 issued a cash dividend of 58 million 800 thousand yuan. When the issuer has a significant profit distribution after the event, I did not take the initiative to fulfill the obligation to inform, without authorization to change the procedures for the completion of the closure of the prospectus profit distribution related information and external. The behavior in violation of the "public offering of securities company information disclosure content and Format Standard No. first – seventh of the prospectus manual" provisions, and constitutes the "IPO and listing management approach" article fifty-fifth of the act. In accordance with the provisions of article fifty-fifth of the initial public offering and listing management approach, the Commission issued a warning letter to the gold emblem of wine administrative regulatory measures. Guotai Junan in the gold emblem of wine in the process of starting project, submit to the CSRC the matter will not truthfully explain the letter of commitment issued in 2015 profit distribution, on the issue of the implementation of the dividend matters, I will not take the initiative to fulfill the obligation. The violation of "securities issuance and listing sponsor business management approach" the provisions of article fourth, in accordance with the "securities issuance and listing sponsor business management approach" article sixty-sixth, the provisions of article sixty-eight, I will be a warning letter issued by the administrative supervision measures of Guotai Junan; on the sponsor representative Hao Yanhui, Zhang Bin take 6 months of receiving the relevant sponsor representative take charge of the specific recommendation of the administrative supervision measures. Declare the lawyer law firm, Beijing Zhuo Wei reporting accountants CPAs (special general partnership) will be submitted to me after the meeting did not explain the commitment letter issued in 2015 profit distribution. The Commission issued the competent authorities on the above matters related to lawyers and accountants responsible person, signed by lawyers and accountants were interviewed to remind. The issuer is the first responsibility information disclosure, application documents upon reporting, the relevant information is true, accurate and complete legal liability, such as the occurrence of events should be disclosed, they shall report to the Commission meeting, are not allowed to change the file has been submitted. Intermediary institutions should perform their duties responsibly and carefully examine the professional opinions issued to ensure true, accurate and complete. The Commission will be strictly in accordance with the law, strict and comprehensive supervision work requirements, further strengthen it in the post regulation on the issue of regulatory work, urge agency diligence, issuers, intermediaries to disclose information on illegal behavior.相关的主题文章：
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